126 results
8-K
EX-3.1
LPLA
LPL Financial Holdings Inc
20 Feb 24
Amendments to Articles of Incorporation or Bylaws
4:21pm
. Subject to the provisions of these bylaws and to the direction of the Board of Directors, the Chief Executive Officer shall have the responsibility … . Treasurer.
The Treasurer shall have the responsibility for maintaining the financial records of the Corporation. The Treasurer shall make
8-K
EX-4.1
LPLA
LPL Financial Holdings Inc
17 Nov 23
Entry into a Material Definitive Agreement
4:15pm
officer in the Corporate Trust Office of the Trustee with direct responsibility for the administration of this Indenture and also means, with respect … of and familiarity with the particular subject and who shall have direct responsibility for the administration of this Indenture.
“Securities” and “Security” have
424B5
LPLA
LPL Financial Holdings Inc
13 Nov 23
Prospectus supplement for primary offering
7:01am
for such customers. Such payments will be the responsibility of such participants, and none of us, the trustee, the custodian or any paying agent or registrar … will have any responsibility or liability for any aspect of the records relating to or payments made on account of beneficial interests in any global
8-K
EX-1.1
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9 Nov 23
Regulation FD Disclosure
7:00am
424B5
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8 Nov 23
Prospectus supplement for primary offering
8:34am
S-3/A
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17 Oct 23
Shelf registration (amended)
4:50pm
S-3/A
EX-4.2
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17 Oct 23
Shelf registration (amended)
4:50pm
S-3
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22 Sep 23
Shelf registration
7:36am
S-3
EX-4.2
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22 Sep 23
Shelf registration
7:36am
8-K
EX-3.1
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23 Feb 22
Amendments to Articles of Incorporation or Bylaws
5:11pm
8-K
EX-4.1
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18 May 21
LPL Financial Announces Completion of Senior Unsecured Notes Offering
4:21pm